Surface fluxes and Ocean state estimates in the eastern Subtropical North Atlantic. Olwijn Leeuwenburgh, Patrick Heimbach and Detlef Stammer A coarse resolution regional ocean model of the eastern subtropical North Atlantic is used in a 5-year run to investigate the effects of two different surface forcing formulations and of several strategies to minimize a cost function in the context of ocean state estimation. The model is a 2 degree resolution application of the MITgcm which is forced at the open boundaries by temperature, salinity and current velocities obtained from a global implementation of the same OGCM. The assimilated data consist of T/P and ERS altimetry, a mean sea surface estimate, and Reynolds SST, and the results are compared with independent buoy data obtained from the Subduction Experiment. Different strategies to bring the model into consistency with ocean observations are being discussed. All of them use the models adjoint to adjust control variables, such as the initial state, lateral boundary conditions and surface forcing. Control terms include either the surface fluxes of momentum, net heat and freshwater fluxes, or the atmospheric state as control variables. Early results indicate that there are distinct differences in magnitude and behavior of the cost function depending on the type of forcing and the manner in which control variables are included and adjusted. While a bulk-formulae type forcing leads to better initial agreement between model and data, the optimization is more effective (faster decay) with the traditional type of flux forcing.